Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 114 181 92.49 21,675,504
Mutual Fund 115 25 13.00 3,045,757
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 56 32.18 16.43 3,851,113
Sellers 35 -12.82 6.56 -1,536,178
Net -- 19.36 9.87 2,314,935
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 125 63.68 14,923,925
Top 20 Inst. 158.00 80.60 18,887,371
Top 50 Inst. 176.76 90.22 21,142,770
Total Inst. 176.76 90.22 21,142,770
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 16 19 9.57 2,242,138
AggresGr 1 2 1.21 283,400
CoreGrowth 12 33 16.89 3,957,834
Growth 1 0 0.03 8,159
IncomeValue 1 0 0.18 41,836
BrokerDealer 12 1 0.44 103,958
GARP 12 5 2.63 616,190
HedgeFund 12 28 14.28 3,346,556
CoreValue 11 13 6.41 1,502,701
DeepValue 7 4 2.05 481,227
Momentum 1 0 0.00 657
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
HNA Investment Management LLC 3,738,401 15.95 510,000 10/31/2016
Baty (Daniel R) 2,079,546 8.87 2,079,546 10/31/2016
Columbia Pacific Advisors, LLC 1,810,105 7.72 -700,000 12/31/2016
Dimensional Fund Advisors, L.P. 1,720,050 7.34 21,211 12/31/2016
Eidelman Virant Capital 1,401,650 5.98 36,887 12/31/2016
BlackRock Institutional Trust Company, N.A. 1,100,557 4.70 83,035 12/31/2016
Manatuck Hill Partners, LLC 1,086,892 4.64 93,092 12/31/2016
Wellington Management Company, LLP 715,643 3.05 198,300 12/31/2016
ARS Investment Partners LLC 648,481 2.77 648,481 12/31/2016
Punch & Associates Investment Management, Inc. 622,600 2.66 250,000 12/31/2016
Raffles Capital Management, LLC 607,617 2.59 -101,094 12/31/2016
First Washington Corporation 566,535 2.42 -123,460 12/31/2016
Polar Asset Management Partners Inc. 566,094 2.42 566,094 12/31/2016
The Vanguard Group, Inc. 525,883 2.24 23,429 12/31/2016
Renaissance Technologies LLC 424,589 1.81 106,289 12/31/2016
Royce & Associates, LP 288,500 1.23 288,500 12/31/2016
Bridgeway Capital Management, Inc. 283,400 1.21 0 12/31/2016
Benchmark Capital Advisors, Inc. 249,850 1.07 4,500 12/31/2016
UBS O'Connor LLC 240,978 1.03 240,978 12/31/2016
Wasatch Advisors, Inc. 210,000 0.90 110,000 12/31/2016
Woodmont Investment Counsel LLC 187,062 0.80 -5,552 12/31/2016
State Street Global Advisors (US) 178,998 0.76 36,471 12/31/2016
Boothbay Fund Management, LLC 175,315 0.75 -24,768 12/31/2016
Northern Trust Investments, Inc. 147,612 0.63 1,279 12/31/2016
Worth Venture Partners, LLC 145,018 0.62 145,018 12/31/2016
Geode Capital Management, L.L.C. 123,032 0.53 30,544 12/31/2016
Millrace Asset Group, Inc. 100,000 0.43 100,000 12/31/2016
Allianz Global Investors U.S. LLC 95,344 0.41 -21,482 12/31/2016
Adirondack Research & Management Inc. 84,947 0.36 -330 12/31/2016
Brandstrom (Raymond R) 70,870 0.30 2,071 01/09/2017
Washington Trust Bank 68,109 0.29 -10,000 12/31/2016
Keating (Melvin L) 64,516 0.28 2,071 01/09/2017
TIAA Global Asset Management 63,425 0.27 -2,043 12/31/2016
Mckeirnan (Thomas L) 60,985 0.26 -2,895 11/14/2016
California Public Employees' Retirement System 60,800 0.26 0 12/31/2016
BlackRock Investment Management, LLC 52,874 0.23 680 12/31/2016
RBC Global Asset Management (U.S.) Inc. 51,900 0.22 0 12/31/2016
Deutsche Asset Management Americas 47,929 0.20 43,734 12/31/2016
Mesirow Financial Investment Management, Inc. 46,186 0.20 -4,055 12/31/2016
Evans (James Price) 42,817 0.18 2,071 01/09/2017
Wolfe (Robert G) 42,817 0.18 2,071 01/09/2017
Vernon (C Michael) 42,817 0.18 2,071 01/09/2017
Johnson (David J) 42,817 0.18 2,071 01/09/2017
BNY Mellon Asset Management 41,836 0.18 -1,359 12/31/2016
Morgan Stanley & Co. LLC 41,299 0.18 38,706 12/31/2016
Sladich (Harold G) 38,610 0.16 9,841 03/31/2016
K. J. Harrison & Partners, Inc. 38,000 0.16 38,000 12/31/2016
Hart Capital Management, Inc. 35,373 0.15 0 12/31/2016
Wolfe (Robert G) 34,091 0.15 9,358 03/31/2016
The Commerce Trust Company 30,000 0.13 30,000 12/31/2016

Ownership data is provided by Thomson Reuters, a third party service, and Red Lion Hotels Corporation does not maintain or provide information directly to this service.