Ownership Profile

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 61 76.55 75.35 12,081,068
Mutual Fund 54 9.52 9.12 1,462,867

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 16 4.88 4.43 711,031
Sellers 15 -3.08 2.74 -440,023
Net -- 1.81 1.69 271,008

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 67 66.12 10,600,852
Top 20 Inst. 73.28 72.19 11,574,651
Top 50 Inst. 76.50 75.30 12,073,876
Total Inst. 76.50 75.30 12,073,876

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 8 8 7.18 1,151,874
AggresGr 2 2 1.90 304,645
CoreGrowth 11 7 6.61 1,059,407
Growth 1 0 0.00 200
IncomeValue 3 0 0.26 41,594
BrokerDealer 3 0 0.14 22,393
GARP 3 1 0.92 147,390
HedgeFund 5 4 3.61 578,770
Specialty 1 0 0.00 583
CoreValue 5 7 6.21 995,742
DeepValue 2 1 0.82 132,191

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
Kazimi (A J) 5,845,270 36.46 86,425 04/07/2017
Stonepine Capital Management, LLC 1,083,469 6.76 343,552 05/09/2017
Ariel Investments, LLC 976,377 6.09 -416,748 06/30/2017
Dimensional Fund Advisors, L.P. 863,819 5.39 10,843 03/31/2017
BlackRock Institutional Trust Company, N.A. 412,366 2.57 -2,419 03/31/2017
The Vanguard Group, Inc. 297,455 1.86 0 03/31/2017
New York State Common Retirement Fund 294,275 1.84 4,901 03/31/2017
Bridgeway Capital Management, Inc. 293,700 1.83 16,400 03/31/2017
Renaissance Technologies LLC 270,240 1.69 13,240 03/31/2017
JW Asset Management, LLC 263,881 1.65 252,942 03/31/2017
Krogulski (Kenneth J.) 151,000 0.94 1,000 04/07/2017
Cearnal (Martin E) 140,557 0.88 9,641 04/07/2017
Acadian Asset Management LLC 130,430 0.81 4,257 03/31/2017
Bernard (Gordon R) 117,729 0.73 1,000 04/07/2017
Pavliv (Leo) 107,861 0.67 6,418 04/07/2017
Bard Associates Inc. 88,565 0.55 -3,950 03/31/2017
Invesco Advisers, Inc. 70,090 0.44 -3,600 03/31/2017
Jacobs (Joey A) 61,000 0.38 5,000 05/31/2017
California Public Employees' Retirement System 53,800 0.34 0 03/31/2017
Eagle Global Advisors, LLC 52,767 0.33 0 03/31/2017
Geode Capital Management, L.L.C. 52,092 0.32 3,576 03/31/2017
T. Rowe Price Associates, Inc. 49,500 0.31 -3,600 03/31/2017
Herman James L 42,948 0.27 4,204 04/07/2017
United Capital Financial Advisers, LLC 36,626 0.23 0 03/31/2017
Rock Amy D 29,775 0.19 29,775 02/08/2016
Invesco Management Group, Inc. 27,800 0.17 15,000 03/31/2016
Northern Trust Investments, Inc. 25,286 0.16 -1,701 03/31/2017
Columbia Threadneedle Investments (US) 23,812 0.15 23,812 03/31/2017
Spark Investment Management LLC 22,600 0.14 0 03/31/2017
Morgan Stanley & Co. LLC 21,255 0.13 2,484 03/31/2017
INVESCO Global Structured Products Group 19,500 0.12 0 12/31/2016
Mellon Capital Management Corporation 15,600 0.10 0 03/31/2017
Bonner (Michael) 14,947 0.09 2,147 05/31/2017
Vericimetry Advisors LLC 12,100 0.08 0 01/31/2017
Delta Asset Management, LLC 12,000 0.07 0 03/31/2017
Decker Wealth Management, LLC 11,666 0.07 0 05/31/2017
TFS Capital LLC 11,499 0.07 8,633 03/31/2017
Essex Investment Management Company, LLC 10,945 0.07 10,945 03/31/2017
Griggs (Jonathan) 10,803 0.07 -7,000 05/31/2017
Jones (James R) 10,700 0.07 1,000 04/07/2017
Jacobs Levy Equity Management, Inc. 10,550 0.07 0 03/31/2017
BNY Mellon Asset Management 4,738 0.03 0 03/31/2017
BlackRock Financial Management, Inc. 4,500 0.03 0 03/31/2017
Guggenheim Investments 4,407 0.03 2 05/31/2017
Dimensional Fund Advisors, Ltd. 3,600 0.02 0 04/30/2017
Oakworth Capital Bank 3,052 0.02 0 03/31/2017
Young (Caroline) 2,000 0.01 2,000 04/07/2017
BlackRock Investment Management, LLC 1,761 0.01 -139 03/31/2017
AXA Rosenberg Investment Management LLC 1,761 0.01 -139 03/31/2017
UBS Financial Services, Inc. 1,402 0.01 -94 03/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Cumberland Pharmaceuticals does not maintain or provide information directly to this service.