Ownership Profile

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 62 69.13 75.88 12,150,892
Mutual Fund 52 8.39 9.09 1,455,837

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 18 2.10 2.38 381,252
Sellers 16 -1.52 1.72 -276,150
Net -- 0.58 0.66 105,102

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 62 67.63 10,829,278
Top 20 Inst. 66.70 73.12 11,708,727
Top 50 Inst. 69.10 75.84 12,144,089
Total Inst. 69.10 75.84 12,144,089

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 9 6 7.18 1,149,013
AggresGr 2 2 1.80 288,245
CoreGrowth 8 6 6.41 1,026,644
Growth 1 0 0.01 2,200
IncomeValue 3 0 0.26 41,594
BrokerDealer 4 0 0.12 19,911
GARP 4 1 0.97 154,681
HedgeFund 6 2 1.90 303,993
Specialty 1 0 0.00 499
CoreValue 6 10 11.53 1,847,136
DeepValue 2 1 0.83 132,330

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
Kazimi (A J) 5,845,270 36.50 86,425 04/07/2017
Ariel Investments, LLC 1,824,580 11.39 -225,180 12/31/2016
Dimensional Fund Advisors, L.P. 852,976 5.33 2,791 12/31/2016
Stonepine Capital Management, LLC 619,538 3.87 295,791 12/31/2016
BlackRock Institutional Trust Company, N.A. 414,785 2.59 13,165 12/31/2016
The Vanguard Group, Inc. 297,455 1.86 -668 12/31/2016
New York State Common Retirement Fund 289,374 1.81 13,400 12/31/2016
Bridgeway Capital Management, Inc. 277,300 1.73 0 12/31/2016
Renaissance Technologies LLC 257,000 1.60 9,900 12/31/2016
Krogulski (Kenneth J.) 151,000 0.94 1,000 04/07/2017
Cearnal (Martin E) 140,557 0.88 9,641 04/07/2017
Acadian Asset Management LLC 130,430 0.81 4,257 03/31/2017
Bernard (Gordon R) 117,729 0.74 1,000 04/07/2017
Pavliv (Leo) 107,861 0.67 6,418 04/07/2017
Bard Associates Inc. 92,515 0.58 -1,500 12/31/2016
Invesco Advisers, Inc. 73,690 0.46 -2,500 12/31/2016
Jacobs (Joey A) 57,000 0.36 1,000 04/07/2017
California Public Employees' Retirement System 53,800 0.34 0 12/31/2016
T. Rowe Price Associates, Inc. 53,100 0.33 0 12/31/2016
Eagle Global Advisors, LLC 52,767 0.33 0 12/31/2016
Geode Capital Management, L.L.C. 48,516 0.30 316 12/31/2016
Herman James L 42,948 0.27 4,204 04/07/2017
United Capital Financial Advisers, LLC 36,626 0.23 -26,679 12/31/2016
Rock Amy D 29,775 0.19 29,775 02/08/2016
Invesco Management Group, Inc. 27,800 0.17 15,000 03/31/2016
Northern Trust Investments, Inc. 26,987 0.17 1,562 12/31/2016
Spark Investment Management LLC 22,600 0.14 2,600 12/31/2016
INVESCO Global Structured Products Group 19,500 0.12 0 09/30/2016
Griggs (Jonathan) 18,803 0.12 1,000 04/07/2017
Morgan Stanley & Co. LLC 18,771 0.12 -12,473 12/31/2016
Mellon Capital Management Corporation 15,600 0.10 0 12/31/2016
Bonner (Michael) 14,647 0.09 1,847 04/07/2017
Vericimetry Advisors LLC 12,100 0.08 600 10/31/2016
Delta Asset Management, LLC 12,000 0.07 0 03/31/2017
Decker Wealth Management, LLC 11,666 0.07 0 02/28/2017
Essex Investment Management Company, LLC 10,945 0.07 10,945 03/31/2017
JW Asset Management, LLC 10,939 0.07 0 12/31/2016
Jones (James R) 10,700 0.07 1,000 04/07/2017
Jacobs Levy Equity Management, Inc. 10,550 0.07 -900 12/31/2016
BNY Mellon Asset Management 4,738 0.03 -258 12/31/2016
BlackRock Financial Management, Inc. 4,500 0.03 0 12/31/2016
Guggenheim Investments 4,180 0.03 0 02/28/2017
Ancora Advisors, L.L.C. 3,600 0.02 3,600 12/31/2016
Deutsche Asset Management Americas 3,274 0.02 2,282 12/31/2016
Oakworth Capital Bank 3,052 0.02 0 03/31/2017
TFS Capital LLC 2,866 0.02 2,866 07/31/2016
Thompson, Davis & Co., Inc. (Asset Management) 2,200 0.01 2,000 12/31/2016
Young (Caroline) 2,000 0.01 2,000 04/07/2017
BlackRock Investment Management, LLC 1,900 0.01 0 12/31/2016
AXA Rosenberg Investment Management LLC 1,579 0.01 -321 01/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Cumberland Pharmaceuticals does not maintain or provide information directly to this service.