Ownership Profile

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 58 76.95 76.07 12,092,806
Mutual Fund 55 9.51 9.31 1,479,395

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 15 3.07 2.79 443,641
Sellers 19 -3.46 3.11 -494,292
Net -- -0.39 0.32 -50,651

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 67 66.73 10,607,727
Top 20 Inst. 73.57 72.81 11,573,919
Top 50 Inst. 76.90 76.03 12,085,653
Total Inst. 76.90 76.03 12,085,653

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 9 8 7.01 1,114,956
AggresGr 2 2 1.95 309,659
CoreGrowth 10 7 6.73 1,070,293
IncomeValue 3 0 0.26 41,594
BrokerDealer 2 0 0.14 21,792
GARP 3 1 0.86 136,390
HedgeFund 5 4 3.76 596,952
Specialty 1 0 0.01 1,186
CoreValue 4 7 6.26 994,545
DeepValue 2 1 0.83 131,834

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
Kazimi (A J) 5,845,270 36.77 86,425 04/07/2017
Stonepine Capital Management, LLC 1,109,167 6.98 369,250 06/30/2017
Ariel Investments, LLC 976,377 6.14 -416,748 06/30/2017
Dimensional Fund Advisors, L.P. 866,283 5.45 2,464 06/30/2017
BlackRock Institutional Trust Company, N.A. 394,184 2.48 -18,182 06/30/2017
The Vanguard Group, Inc. 298,635 1.88 1,180 06/30/2017
Bridgeway Capital Management, Inc. 293,700 1.85 0 06/30/2017
Renaissance Technologies LLC 290,853 1.83 20,613 06/30/2017
New York State Common Retirement Fund 269,377 1.69 -24,898 06/30/2017
JW Asset Management, LLC 263,881 1.66 0 06/30/2017
Krogulski (Kenneth J.) 151,000 0.95 1,000 04/07/2017
Cearnal (Martin E) 140,557 0.88 9,641 04/07/2017
Acadian Asset Management LLC 130,073 0.82 -357 06/30/2017
Bernard (Gordon R) 117,729 0.74 1,000 04/07/2017
Pavliv (Leo) 107,861 0.68 6,418 04/07/2017
Bard Associates Inc. 88,515 0.56 -50 06/30/2017
Invesco Advisers, Inc. 62,890 0.40 -7,200 06/30/2017
Jacobs (Joey A) 61,000 0.38 5,000 05/31/2017
California Public Employees' Retirement System 53,800 0.34 0 06/30/2017
Eagle Global Advisors, LLC 52,767 0.33 0 06/30/2017
Geode Capital Management, L.L.C. 48,610 0.31 -3,482 06/30/2017
T. Rowe Price Associates, Inc. 45,700 0.29 -3,800 06/30/2017
Herman James L 42,948 0.27 4,204 04/07/2017
United Capital Financial Advisers, LLC 36,626 0.23 0 06/30/2017
Rock Amy D 29,775 0.19 29,775 02/08/2016
Invesco Management Group, Inc. 27,800 0.17 15,000 03/31/2016
Northern Trust Investments, Inc. 25,286 0.16 0 06/30/2017
Columbia Threadneedle Investments (US) 23,892 0.15 80 06/30/2017
Morgan Stanley & Co. LLC 21,018 0.13 -237 06/30/2017
TFS Capital LLC 20,896 0.13 9,397 06/30/2017
Spark Investment Management LLC 20,300 0.13 -2,300 06/30/2017
INVESCO Global Structured Products Group 19,500 0.12 0 12/31/2016
Essex Investment Management Company, LLC 15,959 0.10 5,014 06/30/2017
Mellon Capital Management Corporation 15,600 0.10 0 06/30/2017
Bonner (Michael) 15,447 0.10 500 08/23/2017
Delta Asset Management, LLC 12,000 0.08 0 06/30/2017
Decker Wealth Management, LLC 11,666 0.07 0 08/31/2017
Vericimetry Advisors LLC 11,500 0.07 -600 04/30/2017
Griggs (Jonathan) 10,803 0.07 -7,000 05/31/2017
Jones (James R) 10,700 0.07 1,000 04/07/2017
Deutsche Asset Management Americas 10,056 0.06 8,684 06/30/2017
Invesco PowerShares Capital Management LLC 8,464 0.05 8,464 06/30/2017
BNY Mellon Asset Management 4,738 0.03 0 06/30/2017
BlackRock Financial Management, Inc. 4,500 0.03 0 06/30/2017
Guggenheim Investments 4,407 0.03 0 07/31/2017
Dimensional Fund Advisors, Ltd. 3,600 0.02 0 06/30/2017
UBS Financial Services, Inc. 3,130 0.02 1,728 06/30/2017
Oakworth Capital Bank 3,052 0.02 0 06/30/2017
Young (Caroline) 2,000 0.01 2,000 04/07/2017
BlackRock Investment Management, LLC 1,761 0.01 0 06/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and Cumberland Pharmaceuticals does not maintain or provide information directly to this service.