Ownership Profile

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 57 77.02 76.52 12,051,035
Mutual Fund 55 9.81 9.27 1,460,191

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 13 1.81 1.67 263,475
Sellers 24 -2.00 1.80 -282,894
Net -- -0.19 0.13 -19,419

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 68 67.82 10,681,087
Top 20 Inst. 74.27 73.84 11,629,146
Top 50 Inst. 77.01 76.51 12,049,135
Total Inst. 77.01 76.51 12,049,135

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 9 8 6.88 1,083,647
AggresGr 2 2 2.02 318,194
CoreGrowth 8 7 6.37 1,003,861
IncomeValue 3 0 0.26 41,594
BrokerDealer 3 0 0.13 20,842
GARP 4 1 0.80 126,219
HedgeFund 4 4 3.78 595,220
Specialty 1 0 0.01 2,357
CoreValue 5 6 5.75 905,315
DeepValue 2 1 0.83 130,188

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
Kazimi (A J) 5,845,270 37.12 86,425 04/07/2017
Stonepine Capital Management, LLC 1,272,191 8.08 163,024 09/30/2017
Ariel Investments, LLC 887,144 5.63 -89,233 09/30/2017
Dimensional Fund Advisors, L.P. 872,087 5.54 5,804 09/30/2017
BlackRock Institutional Trust Company, N.A. 387,629 2.46 -6,555 09/30/2017
Renaissance Technologies LLC 316,005 2.01 25,152 09/30/2017
The Vanguard Group, Inc. 302,950 1.92 4,315 09/30/2017
Bridgeway Capital Management, Inc. 283,700 1.80 -10,000 09/30/2017
JW Asset Management, LLC 263,881 1.68 0 09/30/2017
New York State Common Retirement Fund 250,230 1.59 -19,147 09/30/2017
Krogulski (Kenneth J.) 151,000 0.96 1,000 04/07/2017
Cearnal (Martin E) 140,557 0.89 9,641 04/07/2017
Acadian Asset Management LLC 128,427 0.82 -1,646 09/30/2017
Bernard (Gordon R) 117,729 0.75 1,000 04/07/2017
Pavliv (Leo) 107,861 0.68 6,418 04/07/2017
Bard Associates Inc. 88,315 0.56 -200 09/30/2017
Jacobs (Joey A) 61,000 0.39 5,000 05/31/2017
California Public Employees' Retirement System 53,800 0.34 0 09/30/2017
Invesco Advisers, Inc. 50,760 0.32 -12,130 09/30/2017
Geode Capital Management, L.L.C. 48,610 0.31 0 09/30/2017
Herman James L 42,948 0.27 4,204 04/07/2017
T. Rowe Price Associates, Inc. 41,400 0.26 -4,300 09/30/2017
United Capital Financial Advisers, LLC 36,626 0.23 0 09/30/2017
Essex Investment Management Company, LLC 34,494 0.22 18,535 09/30/2017
Rock Amy D 29,775 0.19 29,775 02/08/2016
Invesco Management Group, Inc. 27,800 0.18 15,000 03/31/2016
Northern Trust Investments, Inc. 23,824 0.15 -1,462 09/30/2017
Morgan Stanley & Co. LLC 20,053 0.13 -965 09/30/2017
Deutsche Asset Management Americas 17,705 0.11 7,649 09/30/2017
INVESCO Global Structured Products Group 16,100 0.10 16,100 06/30/2017
Mellon Capital Management Corporation 15,600 0.10 0 09/30/2017
Bonner (Michael) 15,447 0.10 500 08/23/2017
Spark Investment Management LLC 14,900 0.09 -5,400 09/30/2017
Delta Asset Management, LLC 12,000 0.08 0 09/30/2017
Decker Wealth Management, LLC 11,194 0.07 -472 10/31/2017
Griggs (Jonathan) 10,803 0.07 -7,000 05/31/2017
Jones (James R) 10,700 0.07 1,000 04/07/2017
LGT Capital Partners Ltd. 6,259 0.04 6,259 11/30/2016
BNY Mellon Asset Management 4,738 0.03 0 09/30/2017
BlackRock Financial Management, Inc. 4,500 0.03 0 09/30/2017
Guggenheim Investments 4,407 0.03 0 08/31/2017
Dimensional Fund Advisors, Ltd. 3,600 0.02 0 08/31/2017
Oakworth Capital Bank 3,052 0.02 0 09/30/2017
SEI Investments Management Corporation 2,357 0.01 1,171 09/30/2017
UBS Financial Services, Inc. 2,071 0.01 -1,059 09/30/2017
Young (Caroline) 2,000 0.01 2,000 04/07/2017
AXA Rosenberg Investment Management LLC 1,761 0.01 0 09/30/2017
BlackRock Investment Management, LLC 1,761 0.01 0 09/30/2017
Manulife Asset Management Limited 1,114 0.01 374 09/30/2017
Metropolitan Life Insurance Co. (US) 1,000 0.01 0 12/31/2016

Ownership data is provided by Thomson Reuters, a third party service, and Cumberland Pharmaceuticals does not maintain or provide information directly to this service.