| Filing |
Description |
Date Filed |
Size  |
View |
|
| EFFECT |
effectiveness order |
Sep 14, 2009 |
0.0 KB |
|
|
| 3 |
breininger laurie b |
Dec 16, 2003 |
28.7 KB |
|
|
| 3 |
zamansky stephen |
Apr 5, 2011 |
21.1 KB |
|
|
| 3 |
harmon brenda s |
Dec 22, 2009 |
15.8 KB |
|
|
| 3 |
armes roy v |
Dec 20, 2006 |
18.9 KB |
|
|
| 3 |
hughes bradley e. |
Nov 9, 2009 |
16.1 KB |
|
|
| 3 |
ostrander christopher e. |
Jan 18, 2011 |
21.2 KB |
|
|
| 3 |
chapman steven m |
Mar 7, 2006 |
19.3 KB |
|
|
| 3/A |
harmon brenda s |
Jan 5, 2010 |
16.4 KB |
|
|
| 3 |
welding robert d |
Aug 3, 2007 |
19.3 KB |
|
|
| 3 |
niekamp cynthia a |
Dec 13, 2011 |
20.7 KB |
|
|
| 25-NSE |
notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities initial filing amendments |
May 15, 2008 |
21.6 KB |
|
|
| 3/A |
zamansky stephen |
Apr 28, 2011 |
21.7 KB |
|
|
| 4 |
zamansky, stephen |
Apr 5, 2011 |
22.5 KB |
|
|
| 4 |
ostrander, christopher e. |
Jan 18, 2011 |
22.5 KB |
|
|
| 4 |
hughes, bradley e. |
Dec 22, 2009 |
17.3 KB |
|
|
| 4 |
harmon, brenda s |
Dec 22, 2009 |
17.3 KB |
|
|
| 4 |
holland, john j |
Jul 2, 2003 |
59.9 KB |
|
|
| 4 |
zamansky, stephen |
Apr 5, 2012 |
22.4 KB |
|
|
| 4 |
aronson, arthur h |
Jul 2, 2003 |
59.9 KB |
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